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Reading the forecast · plain-English guide

Sequence-of-returns risk

The order of market gains and losses matters, especially when you are withdrawing money. Explore why early losses can have lasting effects.

2 min readWorked example included
How to read itOrder
Core relationshipbalance before funding y = max(0, opening balance × (1 + return y) + (contributions + match) × √(1 + return y) + opening deposit)

Conceptual illustration. The annual engine resolves the connected taxes and cash flows described below.

Start here

The basics

A +20% year followed by a −20% year is not the same as a smooth average, especially while money is leaving the portfolio. Early losses can force more shares to be sold and leave less capital for a recovery.

Illustrative numbers

Same average, different retirement path

Path Aloss early, gain later

Path Bgain early, loss later

Withdrawalssame dollars each year

Path A can end lower because withdrawals after the early loss remove a larger share of the remaining portfolio. Reversing returns can change the result even when the arithmetic average is unchanged.

Calculation transparency

How it works in MoneyWhatIf

  1. 01

    Nonhistorical mode uses each plan year’s configured return, whether flat or custom. Historical mode instead uses the selected series’ actual calendar-year return wherever coverage exists, then falls back to that year’s configured return. Some available series include reinvested dividends and some are price-only.

  2. 02

    Every return path runs through the full annual engine, so taxes, withdrawals, sales, and balances respond to the changed sequence.

  3. 03

    Contributions, withdrawals, required distributions and sweeps are dated mid-year, so each earns or forgoes half a year of that year’s return before the closing balance is published — and that balance is what later years’ returns act on.

  4. 04

    Plan Resilience repeats the exercise across many block-resampled historical sequences rather than presenting one path as a probability.

Keep in mind

Model limits

Historical sequences are examples, not forecasts; the future can fall outside observed history.

The model applies annual returns and cannot represent intra-year selling or volatility.

One historical path reveals sensitivity, not the likelihood of success. Use the repeated resilience view for a broader stress test.

This explanation documents the planning model. It is educational, not individualized tax, legal, Medicare, or investment advice.

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Related financial terms

Plain-English definitions, with 2026 figures and worked examples, from the financial terms glossary.

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